A 21st Century Security Architecture for the Americas:
Multilateral Cooperation, Liberal Peace, and Soft Power
Colonel Joseph R. Núñez
The views expressed in this paper are those of the author and do not necessarily
reflect official policy or position of the U.S. Government, the Department of Defense, or
any of its agencies.
...I think we shortchange ourselves in our own hemisphere from not paying more
attention beyond the Free Trade Area of the Americas, which obviously is very important.1 - Rep. Robert Menendez (D-N.J.)
We seek not just neighbors but strong partners. We seek not just progress but shared
prosperity. With persistence and courage, we shaped the last century into an American
century. With leadership and commitment, this can be the century of the Americas...Should
I become president, I will look south, not as an afterthought, but as a fundamental
commitment to my presidency.2 - Gov. George W. Bush (R-TX)
Introduction and Assumptions
Each century there are few opportunities to truly make a major change in grand strategy
for a major region of the world. Today, the nation states of the Western Hemisphere are
presented with a short time horizon to create a new community. Regionalism is on the rise,
and with it comes new ways of interacting economically, politically, socially, and
militarily. Much thought and planning was and is devoted to economic issues, particularly
trade, but precious little has been devoted to the security cooperation imperative that
arises from these other integration areas.
This paper is devoted to the task of creating an architecture for security cooperation
in the Americas. Existing cooperative defense measures are not in harmony with current
security needs, a fact that was echoed throughout the hemisphere in the aftermath of the
11 September 2002 terrorist attacks. Moreover, security cooperation in the 21st century
requires a greater sense of partnership that provides major benefits to all states that
participate. Thus, the United States must be willing to be less directive and more willing
to listen to the concerns of other states. In return, the hemispheric neighbors of the
United States must be prepared to share in the security responsibilities that arise from
this cooperation.
In attempting to tackle a major strategic challenge, that of devising a security
architecture for the Americas, some major assumptions are required as a foundation for
this new "security edifice."
The first assumption is that the Free Trade Area of the Americas (FTAA) will be
approved by 2005,3 and shall include all nation states in the
Western Hemisphere, except for Cuba (and possibly Venezuela). This assumes that
domestically, Trade Promotion Authority (TPA) passes, and internationally, that Mercosur
(particularly Brazil) maintains a positive view toward the FTAA. Capitalism, despite the
criticisms of some leaders, is still the only viable economic system. Most of the venomous
rhetoric is directed at the distribution of benefits, not whether it works to produce
gains or development.
The second assumption is that the Americas are clearly a "Zone of Peace."
Liberal (or Democratic) Peace prevails. States no longer use "total war" as a
means of resolving problems between themselves. The Peru-Ecuador conflict of 1995 was
hardly a war. Fighting occurred, but was severely limited in scope (fighting restricted to
a long disputed and small border zone), severity (few casualties), size (limited forces
and logistics), and time (fighting lasted less than a month and peacekeepers quickly moved
at the request of Ecuador and Peru). In fact, the last major war in the Americas was the
Chaco War between Bolivia and Paraguay that began 70 years ago.
The third assumption is that the security dilemma from Canada to Chile is largely
internal or domestic, and intensified by transnational non-state actors. Presidents,
legislatures, judiciaries, and militaries are more concerned about internal collapse -
domestic pathologies - than a foreign army crossing their border to conquer their
homeland. Feeding these monumental problems - narcotrafficking, arms smuggling, violent
crime, insurgency, corruption (money laundering to bribery), and terrorism - are murky
business and political dealings that cross borders, regions, continents, and the world.
Essentially, these are strategic partnerships that states find difficult to counter on
their own.
The fourth assumption is that democracy will endure and strengthen throughout the
Western Hemisphere. Even so, backsliding will complicate the political analysis of the
region. Many countries will take several steps forward, and then move one step backward.
In some cases, backsliding may exceed forward movement, yet that should not distort the
overall picture. Democracy has been strengthened in Mexico, Brazil, Chile, to name a few.
Others like Venezuela, are still moving backward, although the pro-democracy movement
against President Hugo Chávez grows stronger each day. The key challenge is to go beyond
democratic elections to achieve democratic and legitimate governance.
The fifth assumption is that hemispheric security initiatives require the leadership of
the United States, or they will not come to fruition. Like it or not, our country is the
hegemonic force in the Americas because of its economic, political, military, and cultural
power. How that power is used, hard versus soft, determines the level of cooperation that
can be achieved. Of course, leaders require followers, so other states must be given
incentives to join in and perform certain roles. Thus, unless concerns over matters like
sovereignty, distribution of gains, and fulfilling promises are effectively addressed,
security cooperation will not be realized. Further complicating matters is the recognition
that the United States can only demonstrate effective leadership in the Americas by
relying on sub-regional leaders to assist materially with the creation and operation of a
new security architecture. We have interdependent destinies that require cooperation in
the protection of values and interests.
The final assumption is that the terrorist attacks of 11 September 2001 motivated the
United States to address its vulnerability, not only by improving domestic security
measures, but also by a new emphasis on security cooperation within North America
immediately, and within the Americas over the longer term. This is clearly a positive for
addressing the huge void in hemispheric security, yet this opportunity must be acted on
quickly, lest it fade from public and government attention.
Security Cooperation: The Strategic Challenge
Hegemony is not a dirty word, but its usage today often elicits negative and visceral
responses because it is interpreted as imperialism, when it actually connotes leadership.
Thus, the key issue is how leadership is used - for good or bad purposes. The realists are
correct in ascribing anarchy to the international system. There is no authority above all
states. However, that should not mean that states will not follow the lead of other
states. Power does matter, but as G. John Ikenberry notes, what is most important is how
that power is used, which explains why a leading state, such as the United States, would
use institutions to restrict their power - it reduces "fears of domination and
abandonment by secondary states."4 If such an approach
worked well in Europe after World War II, then surely it can work in the Americas after
the Cold War. Essentially, Ikenberry is advocating a system reflecting liberal hegemonic
stability. This is precisely what is needed within the Americas.
Realists overemphasize power and liberals de-emphasize it; both approaches are lacking
in this regard. Leadership based on soft power engenders constructive cooperation, as
opposed to the hard power arrogance of might that reinforces negative images of United
States among our hemispheric partners.5 The guru of soft
power, Joe Nye, understands well that the key to success is getting other countries not so
much to do things they oppose, but rather, to find things we can cooperate on.6 To a large extent, we have applied this approach in the realm of
democracy and trade, but have done little of this in security cooperation.
The implications of liberal hegemonic stability for security cooperation are several
and require important mindset changes for the United States. From a domestic political
perspective, humanitarians7 must be convinced to relinquish
their reluctance to lead. Conversely, jingoists8 must be
exhorted to refrain from irresponsible leadership. Within the Americas, the role for
Washington is to work closely with other states to promote the two main pillars of
liberalism, democracy and capitalism. This requires a completely different focus, expanded
dialogue, and a willingness to cooperate in a truly multinational manner.
Essentially, a whole new strategy is required that takes a long term view, recognizes
the virtues and value of our regional partners, and reflects the interconnectedness of
political, military, and economic issues. Democracy, free trade, and security cooperation
are linked through overlapping concerns over human rights, poverty, justice, development,
crime, and insurgency. When asked what was the greatest threat to the national security,
Mexico's new national security adviser, Adolfo Aguilar Zinser, answered:
"Poverty."9 If economic programs fail to bring
widespread development, poor people may be willing to risk their lives to bring
revolutionary change or engage in criminal activity, thus creating a security dilemma for
the state. This nexus is now recognized in the Bush Administration. President Bush's aide
on international economics reports to the economic adviser and national security adviser.10
A key challenge is to determine how to reshape the security architecture so that it
reflects a cooperative regional approach that addresses the current needs of Western
Hemisphere states. This task is particularly difficult since very little has been written
on the subject, unlike Europe where security cooperation has evolved steadily along with
economic integration.11 The second genesis for security
cooperation in the Americas was the defense ministerial process that began in 1995 with
Secretary of Defense William Perry inviting hemispheric defense chiefs to Williamsburg,
Virginia for a meeting that is now perpetuated biannually.12
This was the second genesis because the original hemispheric security cooperation began
with the creation of the Inter-American Defense System over a half century ago in response
to World War II.13 After the war it transformed itself into a
Cold War organization to counter communism. It is widely viewed as existing in a state of
decline since member states consider it fairly obsolete, even anachronistic - it has not
kept up with the security needs of this hemisphere.
Most who deal with the FTAA are loath to discuss the connection between trade and
security, and this is because many reject, even avoid, the argument that security issues
have a major impact on free trade. One who goes against this "conventional
wisdom" is Robert Zoellick, the Bush Administration's trade representative.
Economic integration, in the Zoellick world-view, is inextricably bound up with
democracy and freedom as well as with prosperity. Long before September 11th, he was
linking trade and security policy. America, he said, should promote free trade by any
means available, across the globe. After that day of horror, he spoke of trade policy as
part of the war against terrorism.14
In the same camp is Georges Fauriol, who had the strategic vision to see the
interdisciplinary nature entailed in the creation of a hemispheric economic community.15 He recognized that the focus was too narrow. Fauriol notes that
the Summit of the Americas process addresses more than economics, but it "is not yet
coherent or strategic."16 Furthermore, he argues that
"what is at stake for the peoples of the Americas goes far beyond a primarily
economic agreement."17
Some readers may be skeptical of the kinds of inter-American linkages argued here.
Critics might question the logic of integrating the evolving South American defense
considerations into an already complex FTAA process. The study argues that the achievement
cannot be limited only to a simple set of trade negotiations. The institutionalization of
democracy in South America in the last decade not only represents the thrust of U.S.
foreign policy interests, but also the basis for the transformations sweeping the region.
With the end of the Cold War, international security structures are now accompanied by an
unequivocal call for the ideals of democratic governance. From the political and security
suspicions of the past, the acrimonious foreign policy clashes, and the occasionally
anxious economic relations, a new spirit of partnership has emerged. The Western
Hemisphere now entering the 21st century is truly changed - a testimony to the positive
results of rebuilding relationships on the basis of cooperation and trust.18
Also stressing the value of security cooperation is Patrice Franko, who analyzes the
need for a new regional security framework to compliment the FTAA.19
She makes an assumption that the new security architecture is needed upon the creation of
the FTAA; this is too late. But given political realities at the domestic and
international level, the new security community may have to wait for the inception of an
economic community. Also, though Franko cites the need for such a cooperative approach to
defense issues, and documents this well, the reader is left without any recommendation as
to how exactly this is to manifest itself.
Hemispheric security architecture is outlined by Donald Schulz on the basis of his
dialogue on the subject with the author.20 The basis for
these ideas is a commitment to values, recognition that cooperation can be achieved if
structured properly to respect sovereignty and achieve common goals, and analysis that
assesses opportunities as exceeding challenges if approached strategically and
consistently. The idea of a community of the Western Hemisphere is not new; in fact it has
been around for almost two centuries.21
It is important to note that in the aftermath of the terrorist attacks on the United
States, key members of the Organization of American States (OAS) wanted to materially
contribute to our counter-terrorist campaign, but invoking the Rio Treaty, a relic of our
Cold War collective defense measures, provided little military support because it has no
effective avenue for military cooperation.22 If the OAS
security structure is lacking,23 so is the current strategic
approach of the United States toward the Western Hemisphere. There is no single military
command that encompasses the Americas. Currently, we have bilateral military arrangements
with Mexico and Canada .24 Everything from Guatemala to Chile
is under the U.S. Southern Command (SOUTHCOM). The North American Free Trade Agreement
(NAFTA) has been in effect since 1995, yet until 2002 there was no security structure to
match it. The North American Aerospace Defense Command (NORAD) provides for a measure of
security cooperation with Canada, but there is little or none with Mexico. This security
shortcoming is in the process of being resolved.
After America25 was attacked, the United States finally
recognized that homeland defense was important and required a strategic response. Much of
the focus was domestically oriented, but some argued for a broader approach to security.
In the first place...we do not live on a remote island, and we know that threats can
touch us. We are part of North America, sharing vast borders with Canada and Mexico. There
can be no homeland security unless we significantly improve security cooperation with our
neighbors. Current arrangements are, at best, incomplete.
Second, an existing economic arrangement requires politico-military support. Canada,
Mexico, and the United States are members of the North American Free Trade Agreement. This
economic community has the potential to serve as a gateway to improved security
cooperation, as long as we remember two imperatives - strategic restraint and reassurance.
We must respect the sovereignty of our neighbors by treating them as partners. Also needed
is better communication on how to work together to promote mutual benefit.
Third, our true strategic destiny is as part of the Americas, a community of states
from Canada to Chile that have largely embraced democracy and capitalism. President Bush
is committed to making this vision a reality, as the Free Trade Area of the Americas moves
ahead. Such an agreement requires better security arrangements than we have within our
command structure or exists within the framework of the Organization of American States.26
Presently, the United States is working to construct a Northern Command that will - no
big surprise - include our NAFTA partners. What started out as a push for a Homeland
Defense Command, evolved into a command structure that encompasses North America; this
change appears to have come from Secretary of Defense Donald Rumsfeld and his top aides,
who were apparently more influenced by views outside than inside the Pentagon. Rumsfeld
was critical of the existing Unified Command Plan (UCP), which approaches the world
according to regions. As Thomas Ricks noted based on conversations with Rumsfeld,
"Transnational concerns, such as terrorism and weapons proliferation, have not
received adequate attention from senior commanders, who don't have the capabilities to
coordinate with law enforcement or to track a threat from one continent to another."27 Ricks also brought to public attention that the Pentagon was
giving consideration to forming an Americas Command. It would be tasked with the defense
of the Western Hemisphere, with homeland defense being part of the mission.28
An Americas Command is not a new idea. The National Defense Panel (NDP) in 1997
recommended creating such a defense structure. The NDP envisioned a command that included
the United States, Canada, Mexico, Central America, the Caribbean Basin, and all of South
America. It retained SOUTHCOM as a subordinate (or sub-unified) command, and created a
Homeland Defense Command as another subordinate command.29
While the NDP concept of an Americas Command is sound, strategic, and needed, their
rationale for a Homeland Defense Command (HDC) has several flaws. The panel argued that
the HDC "would be created for such missions as augmenting border security operations,
defending North America from information warfare attacks and air and missile attacks, and
augmenting consequence management of natural disasters and terrorists attacks."30 Such responsibilities are important, but not sufficient in scope
to warrant a single command, particularly since the military has a supporting role -
civilian law enforcement agencies have the leading role. Secondly, a command with such a
moniker would be appropriate if it only involved the United States. Since Canada and
Mexico will be included in the command, the command name is an affront to our NAFTA
partners.31 Thus, a Northern Command makes much greater
sense.32
Canada and Mexico as Security Partners of the United States
Since 11 September 2001 both Canada and Mexico have expressed great interest and
concern about a new security architecture for North America. It should be of surprise to
no one that the Canadians are more favorably oriented toward increased security
cooperation. NORAD provides a working framework for security cooperation. Historically,
the United States and Canada working closely during World War I and II; this produced a
sense of defense partnership. Ottawa and Washington are also members of the North Atlantic
Treat Organization (NATO).
Most Canadians see the U.S. initiative to create a Northern Command through what Jim
Travers describes as the choice to "share defence or be tossed aside."33 Borrowing an analogy from classical literature, Travers describes
Canada's security challenge:
Shocked awake by Sept. 11, Washington, or Gulliver, is not about to be constrained by
the petty concerns of the Lilliputians. Canada is the most exposed of the Lilliputians.
Perched precariously along the great undefended clich&uactue; and historically
committed to securing America's back door, this country faces an unambiguous imperative:
It can share responsibility for continental defence or it can be tossed aside as Gulliver
stirs.34
Reflected in these choices are concerns about the adequacy of Ottawa's military, the
uneasiness of living next to a superpower, and concern that Canada might be abandoned if
it does not act to pull its share of continental security mission. But worse scenarios are
seen by other Canadians.
Dr. Douglas Bland believes that the recent terror attacks have significantly changed
the important relationship between the two countries. Critical to this change is the huge
impact that would result from Canada not doing its part to cooperate in preventing
terrorism from penetrating the United States from the north.
Thus, Canada's most important coalition may be headed for radical transformation, from
one based since about 1950 on a threat of over-the-pole air attacks and from 1989 on no
threat at all, to an overwhelming, all-encompassing concern for the security of the
homeland. In this circumstance, the United States will undoubtedly look to Canada to share
the burden of homeland security in hitherto unimagined ways, which will impose
considerable tangible and intangible costs on Canadians. Should Canada hesitate or seek to
avoid these new obligations, it seems likely that the United States will blockade its
northern border, undertake covert intelligence operations in Canada whenever the president
deems it necessary. Canada faces no greater foreign and defence policy challenge than
finding an appropriate and credible way to reassure the United States that Canada can live
up to the 1938 Roosevelt-Mackenzie King agreement that no attack on the United States
could come through Canadian territory.35
While Bland's concerns are not to be taken lightly, the good news is that Ottawa is
moving more toward Washington on security matters, while still raising concerns about
sovereignty and consultation. Canada has taken significant steps to improve border
security in recognition of the need "to safeguard the Canadian and the American
homeland," notes Michael Kergin, the Ambassador of Canada to the United States.36 Perhaps recognizing that the costs are too unbearable should
Ottawa not improve its security posture, it is strengthening bilateral relations with
Washington. Ambassador Kergin puts it bluntly, "Like many countries in the world
today, the United States is Canada's primary foreign policy concern...without the United
States, Canada is pretty isolated."37 He argues that
Canadian interests and U.S. interests have much more in common - citing trade, rule of
law, and democracy - than any differences that exist, so it is wise to join as partners in
the war against terrorism.
Essentially, John Manley, the Deputy Prime Minister of Canada argues along the same
lines. There is a complex set of intersecting issues - border reform, transportation, law
enforcement, financial and immigration issues, and security cooperation - that challenge
Canadians to make what Manley calls "clear and conscious choices as a nation...that
we value, what we will seek, what we must defend - and, ultimately, what we are willing to
do in order to achieve these."38 Acknowledging that
sovereignty is an important concern of Canada, he argues that it "is fundamentally
about making choices, and about acting responsibly in the national interest so that we are
able to preserve that field of choice for ourselves...sovereignty must be dynamic - or
else our country cannot be."39 Thus, if Canada wants to
preserve its favorable situation - the number one trading partner of the United States -
it must get beyond the shrill rhetoric about "American imperialism," something
that is present in academic circles and the media.40 Manley
recognizes that Canada can better preserve its sovereignty by constructively engaging with
the United States to address bilateral responsibilities as well as benefits - there is no
free lunch. He addresses the interdependent relationship:
Canada and the US are fully cognizant that the bulk of our massive two-way trade
derives from companies operating near, around and across the border. This remains a key
driver for jobs and prosperity in both Canada and the USA, and lies at the core of our
economic security. But we know that without a foundation of confidence - meaning
consistent, comprehensive and effective security measures - this will falter... Much of
the almost 135-year history of our nation has been about how we establish and exercise our
sovereignty within a shared North American space - almost always accompanied by ritual
fear and anxiety over how a greater North America might mean a diminished Canada (this has
always struck me as absurd, since we occupy the bulk of North American territory!).41
Until recently, Canada was known for its peacekeeping and little else in the military
realm. That has changed significantly in 2002. Now Canadian military forces are engaging
in combined combat operations with the United States in Afghanistan against al-Qaida
fighters, and are performing very well. Even before Canadian troops entered the fray, they
were well regarded by American commanders. Referring to the soldiers of the Princess
Patricia's Canadian Light Infantry, Col. Frank Wiercinski told reporters that because the
soldiers were well trained and equipped, they would be fully integrated in his task force.
Wiercinski stated, "We want to bring capability that we both can put together, and by
doing that make ourselves stronger by using the best of each. And I think we've done that.
They bring capability, not liability, to this fight... I know (the Patricias) are a great
battalion." 42
Canadian military ability was verified on 14 March 2002 when they engaged in a fierce
battle near Shah-e-Kot as part of Operation Anaconda. The Canadian-American offensive43 demonstrated the resolve and abilities of both countries. It was
also a historic event, since it was almost 50 years - dating back to the Korean War - that
a Canadian military force had participated in a ground offensive. Canadian performance
obviously impressed U.S. military commanders because the Princess Patricia unit was placed
in charge of Operation Harpoon, a mission to flush out enemy fighters that remained in
mountainous caves.44
If Canada is moving rapidly to improve its security cooperation with the United States,
the same cannot be said for Mexico. Military actions do not match the political rhetoric,
even if President Vicente Fox's election in 2000 foreshadowed many democratic gains for
Mexico, along with the decline of the Institutional Revolutionary Party (PRI). Of all the
major militaries in the hemisphere - these include the United States, Canada, Mexico,
Brazil, Argentina, and Chile - Mexico is the least progressive. Though large in size, a
force of 240,000 members, it is neither well trained nor well equipped, and is not well
regarded by other militaries within the Americas. It still operates as a feudal
bureaucracy, a vestige of the corporatism found under the old one-party-dominated
political system.
The Mexican military is almost completely focused on domestic security and is a virtual
neophyte in the international system. Constitutionally, it is prohibited from most forms
of deployment outside the border of Mexico. This institutionalized policy of
non-intervention was a rational response to great powers in the twentieth century,
particularly during the Cold War. It no longer makes sense in this new century. But the
military in Mexico is extremely resistant to change, save for an occasional episode of
humanitarian assistance in Central America. Even so, the hermetically sealed glass bubble
that they have thrived in is cracking, exposing them to greater scrutiny, accountability,
and potentially new missions.
Even before Fox was elected as the first non-PRI president in modern times, the
military's luster was somewhat tarnished in the mid-to-late 1990s by two major problems.
The first was the public criticism that arose - note that President Raúl Salinas de
Gortari did little to protect the military - over their brutal handling of
counter-insurgency operations in Chiapas, Guerrero, Oaxaca, and other areas in the south.
The second was the exposure and sacking of senior military officers for drug corruption,
as the military assumed a greater role in fighting drug trafficking.45
By the time the National Action Party (PAN) succeeded in the national election to bring
Fox to power, the military was beginning to make small changes to blunt criticism, a
reactive coping mechanism more than a vision for future reform. Ginger Thompson
perceptively explains this difficult transition:
Since the 1940's when military generals gave up control of the Mexican government and
promised to stay out of politics, civilian sectors of the long-ruling Institutional
Revolutionary Party abided by promises to stay out of military affairs, including scrutiny
of the military's multibillion-dollar budget and investigations of military conduct. Those
quid pro quo agreements are gradually being challenged by an activist civil society and
Mexico's first democratically elected president... For the first time, Mexico's secretary
of defense, Gen. Clemente Vega Garcia, broke the military's tradition of official silence
and appeared before Congress to discuss military operations over the last year.46
Concerning security cooperation, the Mexican Armed Forces are now challenged to
consider new missions beyond the national territory by a powerful force, the
internationalist agenda of the Fox Administration. The transition to executive electoral
democracy and the success of NAFTA provides the fuel for the new president's engine of
change. Mexico is no longer a sub-regional big fish in a small pond. It is now a regional
or hemispheric power with global aspirations. As Mary Jordan and Kevin Sullivan point out,
"Fox has brought new confidence to a nation that historically has been defensive and
inward-looking. Armed with assurance, Fox has vowed to forge a more equal relationship
with the United States..."47 In many areas, Fox has
succeeded in placing Mexico on a better footing with the United States, but security
cooperation is not one of those areas as of yet.
Providing strategic international focus to President Fox is the duty of Jorge
Castañeda, his Foreign Minister, a man who is most difficult to describe as a political
thinker, mainly because he has moved from being a reactive nationalist to an energetic
internationalist. Castañeda consistently amazes politicians and journalists with his
quickly devised statements. In early 2001, he astounded listeners during a radio interview
when he presaged a new turn in foreign policy for Mexico.
Mexico said yesterday that it is open to the possibility of joining United Nations
peacekeeping operations around the world, signaling a foreign policy shift in Latin
America's second-most-populous nation. "Yes, there will be more active
participation," Foreign Minister Jorge Castañeda said. "If we were asked to
participate and we had the capacity to do so, and we felt it would be useful and agreed
with the cause, then we would consider the possibility," Castañeda...said Mexico's
more active international role could come "through the armed forces, or other types
(of participation) with civil components, engineers, medical doctors, nurses, etc."48
President Fox picked up on Castañeda's remarks and endorsed them. This was an
important signal to observers. The president found merit in his foreign minister's bold
assertions on Mexico's new international direction for security. Fox's words were full of
reflection and projection:
"I believe that we have matured enough to go in the world and take part in what is
happening there, regardless of whether we like it or not, or whether or not it suits our
interests," he said. Fox urged the diplomats to think of themselves as the heralds of
an "extremely dynamic" foreign policy that defends national interests "in
an intelligent way." In the past, he noted, "perhaps we were a bit isolated
because we were ashamed about not having reached full democracy and this possibly led us
to paint ourselves into a corner with certain political attitudes that we defended."
Now, however, Mexico was in a position to assume its place in the world as "proactive
defender of human rights" and let the international community know about far-reaching
changes it has experienced in its social and political orientation. For that reason, Fox
said, his administration would consider any invitation for Mexican troops to take part in
international peacekeeping missions.49
Despite the executive pronouncements on Mexico's interest in participating in
international peacekeeping operations, it was soon clear that the military was not
prepared for nor interested in this new mission. When a very senior ranking military
officer was asked if the Mexican Armed Forces were going to take on international
peacekeeping duties, his quick and emphatic reply was "impossible!"50 This was not surprising because the military has several
significant obstacles to hurdle in order to participate effectively in the international
arena. The first challenge is obviously attitude. The senior military leaders did not grow
up with peacekeeping, so they are resistant to change, a natural organizational reaction.
Second, they are deficient in logistical and deployment capabilities. Third, their troops
are not trained for such missions. Nevertheless, the Mexican Armed Forces are being forced
to change by the other two members of the Clausewitzian Trinity - the government and the
people.51 The government has pressed the military to change,
bolstered by the people who are exposing the military for human rights abuses and
corruption. This process of change will continue.
If it was just up to the Fox Administration, security cooperation would advance without
much trouble, for they understand how interdependent the North American states have
become. The great challenge to bringing Mexico into a security partnership with Canada and
the United States is the resistance of the Mexican Senate, particularly the opposition
parties (PRI and PRD). Countering Fox, they employed a constitutional provision to
restrict him from traveling to the United States and Canada. Furthermore, opposition
senators criticized the president for bringing Mexico closer to the United States in trade
and security matters.52 In particular, there was great
concern expressed over Mexico's signing a new border agreement with the United States,
which PRI representatives said would "jeopardize territorial rights."53 They also complained about joint military exercises with the
United States that occurred without legislative approval. Finally, they railed against the
president for working with the United States to create a "unified North American
military command that could subject our armed forces to foreign command."54
Therein lies the problem. The legislature is dominated by nationalistic representatives
that are poorly informed about international affairs. The opposition takes a bit of truth
and weaves into a mysterious web of international intrigue. Proof of this is found in the
security cooperation arena. While the United States is deeply interested in having Canada
and Mexico as security partners, and integrated within the emerging Northern Command,
there is nothing threatening to the sovereignty of Canada or Mexico through this
cooperation. But most Mexican politicians see evil intent in anything Mexico City might do
with Washington.
Moreover, long term strategic security visions have been confused with current
initiatives. The United States is not interested in subjecting Mexican military units to
their command, and that is the truth. But this will not stop Mexican opposition
politicians from making up bizarre stories. Part of the reason for this is that a
prominent journalist for El Financiero, the leading financial newspaper in Mexico (or
Latin America for that matter), has periodically written since 1999 about new ideas in
security cooperation within North America. Recently, she wrote about how Mexico might play
a role in the Northern Command proposed by Washington.55
Obviously she was on to something. Two days before her article was published, an
Associated Press article by Will Weissert confirmed that Mexico was interested in security
cooperation:
Mexico's defense secretary, Gen. Gerardo Vega, was flying to Washington on Thursday [11
April 2002] to discuss military cooperation that might link U.S., Mexican and Canadian
forces against terrorism in a way that NAFTA has linked North America's economies. The
plan apparently is based on a U.S. Army War College report in 1999 that suggested a North
American peacekeeping force that would be headquartered in the United States... "One
of the programs the general will discuss in the United States is a continental command
that would use the North American Free Trade Agreement as a basis," a [Mexican]
Defense Department spokesman said... The newspaper El Sol reported on Tuesday that such
talks were part of Vega's agenda and quoted U.S. officials as saying discussion of the
idea was "a positive step."56
Once the Mexican Senate got hold of these articles, they added security cooperation as
another reason to deny President Fox travel to the United States. The legislative
accusations elicited a response from the Jorge Castañeda, denying that the Northern
Command had anything to do with Mexico. He explained that this was just an internal
initiative of the United States to revise its Unified Command Plan.57
Following that, the U.S. ambassador offered another explanation to refute the wild claims
of the opposition parties.58 The upshot of all this is that
security cooperation will grow, but very slowly, due to the incredible level of distrust
within the opposition parties.59
Brazil and the Southern Cone Connection60
Brazil looms large as a political, economic, and military force with South America,
making it a pivotal state.61 It is arguably the leading force
- not in charge but certainly a strong example that is respected - of the subregion for
several reasons. First, it geographically dominates South America as the largest country;
it is more than twice as large as the second largest country - Argentina.
Second, Brazil is the seventh largest economy in the world, far outpacing Argentina
(ranked 17th), and larger than NAFTA member Mexico (ranked 12th).62
It also leads South America in terms of population, with over 156 million people, thus
making it also the second most populated country in the Americas.63
Culturally, it has great influence within South America and beyond. From soccer to music,
Brazil is admired and emulated.
Third, Brazil possesses the largest active duty military force in South America -
second within the Americas behind the United States - with 287,600 in uniform.64 Brazil's military has transformed from a strictly conventional
force into a versatile force that has garnered much peacekeeping experience over the last
decade, making it a trendsetter for other militaries.65 That
said, most of its peacekeeping experience has been concentrated in former Portuguese
colonies in Africa. Closer to home, Brazil was instrumental - along with Argentina, Chile,
and the United States - in the very successful peacekeeping operation that took place
between Peru and Ecuador in 1995.66 Currently, the greatest
portion of the Brazilian military is deployed in the western portion of the country,
protecting the Amazon region, and deterring guerrilla incursions from Colombia. Of all
Colombia's geographic neighbors, the one that the guerrillas most fear as a military force
is Brazil.
Fourth, it is the leading force within Mercosur - or Common Market of the South. It
sees itself as a subregional hegemon in pursuit of continental hegemony through an
expanded Mercosur.67 However, the likelihood of an expanded
Mercosur grows dimmer over time, as the FTAA movement threatens to engulf or ignore it,
largely because Mercosur has not produced economic results, particularly from Argentina's
current view. Given all of these factors, it is easy to see why Brazil is a key piece of
the current and future hemispheric puzzle.
If one is wondering why so many facts were detailed above, it is because most people in
the United States know little about Brazil, and that is most unfortunate and problematic
for resolution of trade and security challenges. Another outcome of this ignorance about
Brazil is the "Aretha Franklin factor." Brazilians yearn for R-E-S-P-E-C-T, and
rightly complain when they do not get it. From being overlooked for a permanent seat on
the UN Security Council to the ignorance of the "soft power" leadership they
have demonstrated in South America, Brazil is now even more determined to achieve greater
international standing for what they have done and will continue to strive for
politically, economically, and militarily. Truly it is an enigma in the international
state system, for it is neither a great power nor a lesser power. Contrary to the
assertions of Joseph Tulchin, it is neither a rule-maker nor a rule-taker.68 Brazil's actions regarding the FTAA process are proof of this - it
does not control the process nor is at the mercy of the process.
If Mexico is the gateway to a hemispheric community of nations, then Brazil is the
gatekeeper. More than any other country in South America, Brazil holds the most authority
as to whether cooperation will occur. Concurrently, this country confounds the critics by
its Janus-faced nature. Its president, Fernando Henrique Cardoso, now a devoted free
market disciple, was once a leading critic of capitalism.69
Cardoso's politics has also changed, from devout socialism to a blend of democracy,
capitalism, and socialism.70 Cardoso's abiding concern for
the poor in his country is understandable, as it is at once one of the richest and poorest
countries in the Americas - just visit Rio de Janeiro to understand this bizarre economic
paradox.71 Finally, in the security realm, as Brazil portrays
to the international community a strong interest in asserting itself as a leader, it is
also concerned about its inability to stem the growing violence erupting in the favelas -
call this internal insecurity. While Mexico may share similar concerns, their domestic
situation pales in scope and size when compared to Brazil.
What is now motivating Brasilia to give more favorable consideration to security
cooperation, particularly as it relates to the Colombian security conundrum, is an
evolving realization that they must play a role in countering the spillover effects.
Initially, Brazil balked at Plan Colombia, just like other neighboring countries. One
complaint was that the United States failed to consult Brazil, preferring to focus on a
major bilateral deal with Colombia, with lesser deals for Bolivia and Peru. This was a
valid objection as it is clear that regional approaches are required to the problems in
and spreading from Colombia.72 On the other hand, part of the
problem was Brazil's initial resistance to cooperate on an approach to quelling the
contagion that crosses borders. It saw this as someone else's problem, not theirs. Over
the last year this has changed. Brazilians now recognize two important strategic
challenges that must be handled, one domestic and the other international.
While the Brazilian military does not fear Colombian guerrillas as a threat to the
territorial sovereignty of their state, they are becoming increasingly concerned about the
negative effects of drug trafficking, arms smuggling, and logistics - such as the trade in
precursor chemicals for cocaine production - upon the stability of Brazil. Privately,
there is acknowledgement that the drug trade has fueled a huge increase in criminal
activity, so much so that many favelas are now classified as "off limits" to
government authority - unless they employ military or quasi-military operations - because
of the well-armed and violent gangs that find sanctuary there. Senior officials, military
and civilian, admit that something must be done to stem this tide, and pursuing
partnerships with other states is a necessary endeavor within South America.73
If it does not come up with a significant role in aiding regional security, there will
be major negative consequences. Internationally, Brazil is compelled to act or lose any
leadership momentum it may have built; it will be viewed as soft power state that is
devoid of hard power. This is not to say that Brazil - or the international community -
should directly intervene in Colombia,74 rather it has many
options to consider that can facilitate the sharing of information to track and intercept
trans-border challenges to state authority and stability. This is a most difficult mission
for Brasilia to take on, particularly since there are internal and external criticisms to
overcome.75 Nevertheless, the growing instability along the
Andean Ridge and beyond is a clarion call for Brazilian leadership in security
cooperation.
Argentina
The land of silver is another paradox. As Argentina has contracted economically, its
military has become a more professional, though smaller, force. Proof of this was recently
demonstrated during the recent Argentine political, economic, and social crisis, where the
military stayed in the barracks. As Professor Andres Fontana, of Belgrano University
recently stated, "There has definitely been a change of values and mentality."76 This is not the military of Juan Peron or even Leopoldo Galtieri.
Today the military is not a threat to the state. Civil-military relations are strong,
largely due to the fact that the military does not want to control the state nor does it
see itself as a primary actor in the resolution of political disputes. When interviewed
about the turmoil in Argentina, Lt. Gen. Ricardo Brinzoni, commander of the Argentine
Army, said that "resorting to 'the military option' was no longer possible because
both civilians and the military preferred it that way."77
The extensive and unpleasant experience with military rule caused an important change in
how the military should relate to the government and society.
With a total of 41,400 soldiers, sailors, airmen, and marines, it is a shadow of what
it was just two decades ago. Even with this major force reduction, Argentina can claim to
be one of the most progressive peacekeeping forces in the world. However, this distinction
has come at a high price according to analysts for Jane's Defence Weekly:
In a world where nearly all armed forces have seen great changes in recent years,
Argentina's armed forces are in a class of their own. Until the disaster of the 1982
Falklands/Malvinas War, the armed forces boasted great political sway in addition to
military significance. However, the past 15 years have seen the armed forces slashed in
size, lose political power and face massive budget cuts... They have also totally changed
their strategic perceptions of their neighbours and former rivals... Peacekeeping and
peace enforcement have become major roles for the Argentine forces. This decade alone,
they have deployed to Africa, Cambodia, the Caribbean, Central America, Cyprus, the former
Yugoslavia, the Middle East and the Persian Gulf. But those operations have been conducted
on a shoestring budget and the resource benefits to the forces, in many ways, have not
been recouped. Despite President Carlos Menem's use of the armed forces in his determined
policy of bringing international respectability to Argentina, they have not received much
priority on matters outside that role.78
Argentina enjoys good relations with Brazil and Chile through Mercosur and numerous
combined military exercises. These exercises or confidence building measures (CBMs) are
designed to promote transparency, understanding, trust, and shared democratic values. They
have been an important initial step in building security cooperation.79
Even so, without increased funding, Argentina will be hard-pressed to maintain a modern,
well-trained, and significant - in size - military force. Its further decline would
challenge its ability to remain a neutral actor in the domestic political realm.
During the 1990s, Argentina became one the United States' closest allies in the
Americas. It enjoys a special status as a non-NATO ally, and for all intents and purposes,
functions as a quasi-member of NATO. It may be geographically separated from Europe, but
enjoys a convergence of interests with the North Atlantic Treaty Organization that range
from peacekeeping to peace enforcement. In the realm of cooperative security, Argentina is
determined to become NATO's South Atlantic partner.80 It is
also an advocate of a regional security system, and recognizes that transnational security
issues require better cooperation within South America, and the Americas as a larger
entity.
Argentina's peacekeeping initiatives are very farsighted. Though geographically placed
in the Southern Cone of South America, it has soldiers (and police) deployed all over the
world on peacekeeping missions. At last count, the UN had 612 soldiers and police deployed
on various missions on several continents.81 Argentina
consistently ranks in the top 20 to 25 countries among contributors to UN peacekeeping
operations. It ranks second in South America behind Uruguay. Perhaps it greatest
international military achievement to date is its membership in the multinational Standby
High Readiness Brigade (SHIRBRIG) designed expressly for UN peacekeeping. Led by Denmark,
this unit consists of soldiers from Argentina, Austria, Canada, Finland, Italy, Jordan,
The Netherlands, Norway, Poland, Romania, Spain, and Sweden. SHIRGRIG has evolved since
its inception in 1995, when it was little more than an idea, to today, where if activated
by the UN would consist of four to five thousand soldiers. It is the rapid reaction force
that many have long called for to quickly deal with emergencies that develop quickly and
with little notice.82
Within Argentina, the military can proudly claim ownership of Centro Argentino de
Entrenamiento Conjunto para de Paz (CAECOPAZ), an Argentine joint peacekeeping operations
center. CAECOPAZ was inaugurated by President Carlos Menem on 27 June 1995. Located in the
garrison of Campo de Mayo, not far from the capital city of Buenos Aires, it provides
instruction in Spanish. What is particularly significant about the school is that it is
multinational - open to all countries - and sanctioned by the Department of Peacekeeping
Operations (DPKO) of the UN.83 This school and Argentina's
membership in SHIRBRIG represent a commitment by the military to transformation, from an
archaic territorial force to a modern, intelligent, well-trained, international force that
serves the needs of democracy and advances the country's standing internationally.84
Chile
Though small in population, with just over 15 million people, Chile stands out in a
major way on the regional and world stage. It is without question the strongest democracy
in South America, low in corruption and high in opportunity. It is an economic powerhouse,
largely due to careful planning and difficult choices. Chile developed a long term free
trade strategy and paid the short term cost of economic dislocation, losing thousands of
jobs in the textile industry, and eventually developed even more positions for workers in
a vibrant export economy that is the envy of the world. President Ricardo Lagos explains:
It seems to me that what we have been able to accomplish in Chile is important from the
point of view of a small country that decided that in this century, the 21st, we are going
to be living in a global economy. So, when we are talking about trade, we are talking
about the kind of development that we have in our own country today. It's true that during
the last decade we were able to double our gross domestic product. It's true that during
the last decade only two countries were able to have a bigger rate of growth than Chile,
China and Singapore...the kind of opening of the Chilean economy requires us to have a
very strong commitment to this kind of free trade. Of course we belong to Latin America,
and in Mercosur countries we are associate members of Mercosur, and the reason we are not
full members of Mercosur is the difference in tariffs.85
Chile has excellent relations with its neighbors in South America, except with Bolivia,
mainly due to past conflicts that resulted in a reduced Bolivia and a greater Chile. Yet,
while it seeks comity, Chile is known for its ability to set its own course in political,
economic, and military matters. Having never lost a war, possessing a model economy, and a
political system that is arguably more progressive than the United States, it is
understandable how Chile is able to carry itself proudly in international affairs. More
importantly, it is a global player - with impeccable credentials - that sees its future as
dependent upon the vitality of its hemispheric and international partners. Its relations
with the United States are very close, yet Chile has not lost its independent streak,
carefully but firmly chiding Washington when it moved too slowly to formally recognize
Chile as a vital trade partner.
The Chilean military reflects the progressive norms of the country. Its active duty
force of 87,500 makes it the largest military on a per capita basis within South America.86 It is well-trained, highly educated, well-equipped, and
well-respected within the Americas. The military's funding is bolstered by a major
infusion of funds annually from the "copper law," in addition to its regular
military budget.87 Chile's military has a strong partnership
with the United States. Evidence of this can be found in numerous cooperative training
missions and the willingness of Chile to purchase our military hardware.88
Internally, the Chilean military has improving civil-military relations.89
The military leadership is committed to respecting civilian authority, even if it means
adjusting to further scrutiny and transparency, and this is aided by the fact that as an
institution it is highly respected by society.
Chile is a relative novice at peacekeeping, having been focused more on conventional
military doctrine, training, and operations. While it has experience in conflict
resolution that dates back to the 1930s, it has only become a significant contributor to
UN operations within the last decade. Its most significant UN operation so far was in East
Timor, where Chile provided an aviation brigade, along with some ground forces.90 The interest in peacekeeping is growing. Currently, Chile has a
total of 44 military and police deployed on UN peacekeeping operations.91
No doubt this commitment will increase in the future.
The New Hemispheric Security Architecture
Before explaining how this new system should operate, it is important to establish what
the ends are. What should this system be able to do? What controls are needed? Who are the
key players? What international organization is best suited to managing and directing this
security system?
An important principle that should guide security cooperation is that to be effective,
it must be organized, professional, and able to quickly respond to problems. We no longer
need a body of bureaucrats that are adept at discussion but empowered to do little. This
new security architecture must be empowered to act decisively and competently. After all,
if we are going to construct a hemispheric economic community, there better be a security
community that can protect it, and without delay. In essence, the new security
architecture must have standing forces that can handle everything from humanitarian
assistance missions to peacekeeping, and from peacemaking to small scale contingencies
(SSCs). Agreements, structures, and organizations are meaningless unless they can perform.
Thus, only standing multinational units can truly execute this requirement. Anyone who has
served in the initiation of an operation such as peacekeeping understands just how
important this new standard is, since the level of chaos is often under-reported in
official channels. Thus, the primary end of this security structure is that it must be
able to deploy expeditiously to deal with natural disasters, border disputes, failed
states, and other challenges that rapidly emerge.
To safeguard the sovereignty of states, effective controls are needed to prevent any
one state from dominating the agenda and controlling the missions. If we are truly to
uphold liberal values, each state must be respected and given an important say as to
whether its soldiers can be employed on a mission considered by the security structure.
Without broad agreement of member states the security architecture loses the legitimacy
that is the foundation for security cooperation.
International organizations, once created, are difficult to replace, and almost
impossible to dismember once they have decades of experience. The OAS certainly is an
example of this. Yet, even though its security structure - the Rio Treaty - is most
obsolete, there is potential for major reform and revitalization. Moreover, having seen
positive changes in other OAS areas - such as the Democratic Charter92
- it is no longer good form to impugn the ability of this international organization to
embrace change and become more relevant to the Americas. The fact is there is but one body
that speaks for the Americas, and it is the OAS.
If the security architecture is most reliant upon standing multinational units, are
there any examples out there to follow in form or function? A current
"almost-standing" multinational unit is, of course, SHIRBRIG. It is more standby
than standing. Reaching back in time to World War II there was a standing multinational
unit that is an excellent model to consider.
The First Special Service Force FSSF) was a collaborative effort between Canada and the
United States. Colonel Robert T. Frederick of the U.S. Army was given command of this
multinational brigade that was formed to conduct cold weather operations.93 Originally configured as a commando unit that could conduct
diversionary attacks through airborne delivery of personnel and special transport
vehicles, the unit was converted into a versatile assault group.94
The Canadian and American soldiers worked well together, and took great pride in their
elite status, having been recruited from lumberjacks, forest rangers, hunters, woodsmen,
game wardens, prospectors, and explorers.95 They trained on
skis and developed proficiency on a host of weapons.
Through the generation of day-to-day habits in the training program the Force had
become, in itself, an individuality, a separate entity that was neither Canadian nor U.S.,
but just plain Special Service Force. The initial selection of rugged individualists to
man this force, and of highly aggressive, capable officers to lead it had produced a
singular unit made up of what has been described as "the leaders of gangs." The
individual soldier, almost to a man, had resourcefulness, mental, and physical toughness,
and an initiative that surmounted all obstacles.96
From the Aleutians to European campaign in Italy and France, the Devil's Brigade (as
the enemy called them) fought with great valor and success, often sustaining significant
casualties - their incredible esprit de corps made them very aggressive in battle, much to
the chagrin of the other side. The Canadian journalist Sholto Watt, of the Montreal
Standard, summarized the accomplishments of the unit:
But the importance of the First Special Service Force in world history, and their
influence on the future, are much greater than even their outstanding military merit would
deserve. The significance of this Force is that it was the first joint [multinational]
force of its kind, drawn from two neighbor democracies, and that it was a brilliant
success throughout. It is by no means fanciful to see it in the prototype of the world
police of that world community which has for so long been the dream of goodwill...97
It is time to bring back the First Special Service Force, making it the cornerstone for
hemispheric security cooperation in the 21st century. There is certainly no need to wait
for another Great War to operate in a truly multinational manner. Through the descriptions
of selected states in North and South America it should be clear that they form the
building blocks for regeneration of the FSSF. Canada, the United States, and Mexico could
cooperate in providing military forces to create the First Special Service Force (North)
or FSSF(N). Brazil, Argentina, and Chile could cooperate in providing the force structure
to build the First Special Service Force (South) or FSSF(S).
These units represent the beginning of security cooperation, which is to say that more
forces can be added to the security structure or even to each force. For example, shortly
after the FSSF(S) is formed, other states may desire to join. Uruguay and Paraguay might
very well be interested in joining with Brazil, Argentina, and Chile. They should be
encouraged to add to the partnership. If states within Central America, the Andean Ridge
of South America, and the Caribbean want to form an FSSF, they should be encouraged to do
so. A long term goal is to have all states within the Americas represented.
What should an FSSF look like? In order to competently execute a wide range of
missions, it should have combat arms, combat service, and combat service support units.98 It will also need rotary and fixed wing aviations to ensure that
these brigades are rapidly deployable.99 To be a fully
capable and self-contained brigade task force, it must have between five and six thousand
soldiers and airmen (might also have a marine and navy liaison detachment). Since they
will be multinational, interoperability challenges must be addressed. Each force must have
a primary and secondary language - some might even speak three languages. Equipping the
force has to sorted out in a manner that utilizes the best equipment from member countries
and encourages cooperative ventures among defense industries. Only the best soldiers
should be permitted to join this force, because they will need great intelligence,
dedication, and understanding to succeed as members of this elite force. Those that join
the FSSF should expect to sign on for a minimum of three years to make use of their
talents and maintain the highest level of unit readiness. Each FSSF will provide liaison
sections to other FSSF units to improve training, deployment, and mission coordination.
As to command and control, no matter how it is done there will be complaints. Putting
that aside, control of the force for deployment can only rest with the OAS, in a new
security council that will oversee the FSSF units. In order to respect the sovereignty of
states that have soldiers within an FSSF, each state must provide express consent for each
mission chosen by the OAS. Unless all states within an FSSF agree, the force cannot be
deployed. Using this rule supports two important requirements noted earlier: strategic
restraint and reassurance. Large states cannot manipulate smaller states into executing an
agenda that goes their values and/or interests. Making the consultation of all states
essential serves to calm the concerns that smaller states might have. An important
byproduct of this rule is that it engenders consultation, consideration, fairness,
transparency, and more deliberate and diverse decision making.
As to day-to-day command of the proposed FSSF(N) and FSSF(S), another issue for the
gnashing of teeth, only so much can be shared. Ultimately, there can only be one commander
of a military organization. For FSSF(N), it should be commanded by a brigadier general
from the United States, with deputy commanders from Canada and Mexico. The FSSF(N) should
be operationally under the Northern Command, even though it is ultimately accountable to
the OAS. The FSSF(S) should be commanded by a brigadier general from Brazil, with deputy
commanders from Argentina and Chile. Operationally, the FSSF(S) should be under a regional
command based in Brazil. Both the United States and Brazil should serve as leaders for the
reasons already outlined in this paper. With leadership comes responsibility, meaning that
these countries will have to provide significant physical, human, and financial resources
for these units which will be based in their countries, although training missions must be
executed in all member countries.
The OAS Security Council responsible for the deployment of each FSSF, is also
responsible for organizing higher level headquarters and additional forces depending on
mission requirements. The Security Council should be composed of Canada, the United
States, Mexico, Brazil, Argentina, and Chile as a starting point. The OAS Security Council
can have as many as ten members. Any recommendation for action by this council must first
receive a two-thirds majority vote of support from the OAS General Assembly.
The primary role of FSSF units is to serve on missions within the Western Hemisphere.
The secondary role of FSSF units is to be available for offer by the OAS to the UN for
peacekeeping missions. Given the high probability of deployment, no more than one FSSF
should be deployed outside of the Americas until such time that there are at least three
such separate brigades in the OAS inventory. The OAS would do well to have a security
liaison section assigned to the Department of Peacekeeping Operations of the United
Nations, in order to improve mission planning, coordination, and response.
Conclusion
A new security architecture is needed in the Americas, one that reflects the movement
toward economic community and commitment to democratic - more accurately liberal - values.
It should also reflect a new type of leadership that employs strategic restraint and
reassurance of allies. One of the great ironies in life is that the harder one tries to
lead, the less likely that others will follow. Good leadership, defined as having loyal
followers, occurs when the focus is not so much being in charge, as it is developing a
sense of teamwork that shows respect for the opinions and ideas of the team. Essentially,
this is what soft power is all about - getting others to do things that see as being
consistent with their own values and interests. The "sovereignty clause"
contained in this new security architecture reflects soft power. No state is compelled to
join in a mission that it does not support. This builds trust and confidence.
A subtle but important distinction is that the focus is on security cooperation, not
defense integration. Defense integration raises a host of sovereignty issues that argue
against such a program. Security cooperation provides opportunities to improve the way we
collectively respond to challenges within and without the Western Hemisphere, yet under a
process that does not upset existing state defense structures or diminishes the authority
of the state in the security realm. It is also important to note that this is an indirect
approach to fighting scourges such as drug trafficking and guerrilla insurgencies.
Cooperation provides the sharing of information, ideas, and concerns. This by itself
assists states in their duty to protect the safety and rights of their citizens. This is
not the primary duty of standing multinational units. They can assist, but only when there
is complete consensus of all member states, which quite frankly is most unlikely.
While confidence building measures were a positive step in hemispheric security
cooperation, it is clearly time to move on to the next phase, a security system that
reflects the realities of the 21st century and attuned to the regional security virtues
and challenges. What the Americas need today are competent standing multinational units
that can uphold peace and fight natural disasters immediately, and fight if necessary, not
a bureaucratic machinery that is slow to respond and usually disorganized when assembled
and deployed. We can and must do better. The OAS framework and First Special Service Force
component units are the best way to address the challenges of the future and promote the
cooperation that strengthens democracy, expands opportunity, and builds lasting trust and
respect. Let us get to work to build a better community of states within the Americas.
Endnotes
1. House Committee on International Relations Committee, "Hearing
on the Proposed Fiscal 2003 Budget Request for Foreign Affairs, Federal Document Clearing
House," 6 February 2002.
2. Glen Johnson, "Bush Stresses Latin America as US Priority
Pushes 'Special Relationship' with Mexico," Boston Globe, 26 August 2000, A1.
3. If the FTAA is not passed by 2005, there is still good reason to
believe that it will continue to be pursued and eventually realized within the first
decade of the 21st century.
4. G. John Ikenberry, After Victory: Institutions, Strategic Restraint,
and the Rebuilding of Order after Major Wars, (Princeton, N.J.: Princeton University
Press, 201), 15
5. Kenneth Maxwell, "Avoiding the Imperial Temptation: The United
States and Latin America," World Policy Journal 16 (Fall 1999), 57-67.
6. Joseph Nye, Bound to Lead, (New York, N.Y.: Basic Books, 1990). See
also Joseph Nye, The Paradox of American Power: Why the World's Only Superpower Can't Go
It Alone, New York, N.Y.: Oxford University Press, 2002.
7. I use this term to describe those who parrot the criticisms
furnished by human rights organizations. Their policy positions on Colombia have not lead
to peace, but rather have indirectly contributed to the escalation of violence or abuse of
human rights, an ironic twist indeed. See for example Robert L. Pollock, "Peace
Doesn't Come From a Process," Wall Street Journal, 28 February 2002, A18. See also
Editorial, "Help for Colombia," Washington Post, 24 February 2002, B6 and Peter
F. Romero, "Save Colombia," Washington Post, 20 February 2002, A15. Perhaps the
best article on this subject is Mary Anastasia O'Grady, "Colombia's Anti-Terrorist
Efforts Deserve US Help," Wall Street Journal, 29 March 2002, A13.
8. I use this term to describe those who have been the unrelenting
advocates for a counterdrug strategy that has largely failed. See for example General
Accounting Office, Drug Contol: Efforts to Develop Alternatives to Cultivating Illicit
Crops in Colombia Have Made Little Progress and Face Serious Obstacles, (Washington, DC:
GAO Reports, 2002). See also Reuters, "Colombia's Coca Crop Up, U.S. Says," New
York Times, 9 March 2002, 5 and Associated Press, "Thriving Peru Coca Hampers Drug
War," Associated Press, 13 March 2002.
9. Philip Bennett, "Fox's Cutting Edge; For Mexico's New
President, the Future Begins at the Border," Washington Post, 14 January 2001, B1.
10. Tom Raum, "Bush Creating New White House Post,"
Associated Press, 16 January 2001.
11. Francois Heisbourg, "European Defence: Making it Work,"
Chaillot Papers 42 (September 2000). The European Union (EU) has a multinational unit -
Franco-German Corps - to protect the interests of member states, and more states are now
furnishing units to the EU.
12. Official Report, Defense Ministerial of the Americas, (Washington,
DC: U.S. Government Printing Office, 1995). The second Defense Ministerial of the Americas
(DMA) was held in 1996 in Bariloche, Argentina. The third DMA was held in 1998 in
Cartagena, Colombia. The fourth DMA was held in 2001 in Manuas, Brazil.
13. J. Fred Rippy, South America and Hemisphere Defense, (Baton Rouge,
LA: Louisiana State University Press, 1941). On a broader basis, the idea of a hemispheric
community dates back to the early 1800s, but was opposed by the Federalists in the United
States and Simon Bolivar in South in South America. Another wave of hemispheric solidarity
developed in the 1880s but did not engender much support.
14. Lexington, "Bob Zoellick's Grand Strategy," Economist, 2
March 2002, 35.
15. Georges A. Fauriol and William Perry, Thinking Strategically About
2005: The United States and South America, (Washington, DC: Center for Strategic and
International Studies, 1999).
16. Ibid, foreword.
17. Ibid.
18. Ibid.
19. Patrice M. Franko, Toward a New Security Architecture in the
Americas: The Strategic Implications of the FTAA, (Washington, DC: CSIS Press, 2000).
20. Donald E. Schulz, The United States and Latin America: Shaping an
Elusive Future, (Carlisle Barracks, PA: U.S. Army War College - Strategic Studies
Institute, 2000), 41-46.
21. Arthur P. Whitaker, The Western Hemisphere Idea: Its Rise and
Decline, (Ithaca, N.Y.: Cornell University Press, 1954).
22. Joseph R. Núñez, "Homeland and Hemisphere," Christian
Science Monitor, 20 December 2001, 9.
23. Ginger Thompson, "Fox Urges Scrapping of 54-Year Treaty
Between U.S. and Mexico, New York Times, 8 September 2001, A6." "President
Vicente Fox of Mexico called today for the dismantling of a 54-year-old treaty between the
United States and Latin American nations that was aimed at protecting the hemisphere
against Communism and replacing it with pacts that would combat widespread social ills and
organized crime... And he urged the organization [OAS] to begin work on the development of
new regional strategies that would take on 'the real threats that stalk us,' including
extreme poverty, human rights abuses, environmental degradation and natural
disaster."
24. This will be true until 1 October 2002, when Northern Command is
formally created. Northern Command, according to the new Unified Command Plan, will
include Canada, the United States, Mexico, and the Caribbean.
25. The term America is used in recognition of the fact that victims
of the World Trade Center were not just from the United States; they included Canada,
Mexico, Brazil, and others from the Americas.
26. Núñez, "Homeland and Hemisphere," 9.
27. Thomas E. Ricks, "Military Overhaul Considered,"
Washington Post, 11 October 2001, A1.
28. Ibid.
29. National Defense Panel, Transforming Defense: National Security in
the 21st Century, (Arlington, VA: National Defense Panel, 1997), 72.
30. Ibid.
31. Hearing of the Senate Armed Services Committee, "Fiscal Year
2003 Department of Defense Budget," Federal News Service, 5 February 2002, 38. In
testifying before the Senate Armed Services Committee, Secretary of Defense Donald
Rumsfeld testified that the new Northern Command "would focus primarily on the
defense of the continental United States and our neighbors
."
32. Núñez, "Homeland and Hemisphere."
33. Jim Travers, "Share Defence or be Tossed Aside," Toronto
Star, 26 February 2002, A23.
34. Ibid.
35. Douglas Bland, "Canada and Military Coalitions: Where, How
and with Whom?," Policy Matters 3 (February 2002): 26-27.
36. Michael Kergin, "Canada and the United States: Facing a New
World Reality - Together," speech presented to the Greater Miami Chamber of Commerce
on 6 February 2002.
37. Ibid.
38. John Manley, "Address by the Honourable John Manley, Deputy
Prime Minister of Canada and Minister of Infrastructure and Crown Corporations, to the
Canadian Club," 11 February 2002.
39. Ibid.
40. For a critical assessment of the Canadian-American relationship
see Stephen Clarkson, "Lockstep in the Continental Ranks: Redrawing the American
Perimeter After September 11th," Canadian Center for Policy Alternatives (February
2002). See also James Laxer, "Surviving American Imperialism," Toronto Star, 17
February 2002, A13 and Paul Hellyer, "The Americans Will Dictate Our Military
Roles," Globe and Mail, 7 February 2002, A11. For a more balanced analysis, finding
fault with Ottawa and Washington, see Jim Travers, "Future Bleak if Canada in
Lockstep with the U.S.," Toronto Star, 7 February 2002, A27.
41. Manley, "Address."
42. Mitch Potter, "Canadian, U.S. Troops 'a Team' in Kandahar:
It's 'One for All, All for One,' says top U.S. Commander," Toronto Star, 6 February
2002, A1.
43. Peter Baker and Susan B. Glasser, "U.S., Allied Forces Patrol
Battle Zone, Pursue Survivors; Canadian Troops Join in Brief Firefight," Washington
Post, 15 March 2002, A14.
44. Bryan Bender, "Canadians Search for Al Qaeda Fighters,"
Boston Globe, 14 March 2002, 1. See also Newswire, "US, Canadian Troops Battle
al-Qaida, Associated Press, 14 March 2002 and Steve Thorne," "Canadians Kill 3
Al Qaeda Fighters," Toronto Star, 15 March 2002, A10.
45. Joseph R. Núñez, "A New United States Strategy for
Mexico," Low IntensityConflict & Law Enforcement 8.2 (Summer 1999).
46. Ginger Thompson, "Rights Group Says Mexico Ignores Abuses by
Military," New York Times, 6 December 2001, A18.
47. Mary Jordan and Kevin Sullivan, "Mexico Steps Into Spotlight;
New President Sets a Bold Course in U.S., Regional Relations," Washington Post, 31
January 2001, A14.
48. Reuters, "Mexico Could Join U.N. Peacekeeping Efforts
Worldwide; Fox Initiates Shift in Foreign Policy," San Diego Union-Tribune, 5 January
2001, A18.
49. Global News Wire, "Fox Announces "More Dynamic"
International Role for Mexico," EFE News Service, 6 January 2001.
50. Conversation related to the author by a colleague who posed the
question to this general officer on 7 August 2001 in the United States during an official
visit.
51. Carl von Clausewitz, On War, edited and translated by Michael
Howard and Peter Paret, Princeton, NJ: Princeton University Press, 1976, 89.
52. Susan Ferriss, "Mexico Chief Says Politics Behind Travel Curb
Fox Ties to U.S. Bring Backlash," Atlanta Journal - Constitution, 11 April 2002, A10.
See also Ginger Thompson, "Mexico Bars Its President From Trips Next Week," New
York Times, 10 April 2002, 7 and Kevin Sullivan, "Travel Ban Reflects Frustration in
Mexico With Fox; President's Trip Was to Promote Trade; Critics in Congress See Few
Benefits From Close U.S. Ties, Washington Post, 11 April 2002, A18."
53. Ferriss, A10.
54. Ibid.
55. Dolia Estevez , "Busca Incorporar a México en Comando
Norteamericano," El Financiero, 12 April 2002, 7.
56. Will Weissert, "Mexican Defense Minister to Discuss Possible
Joint North American Force," Associated Press, 10 April 2002. The report cited was
written by Colonel Joseph R. Núñez. See also Joseph R. Núñez, "A New U.S.
Strategy for Mexico," Low Intensity Conflict & Law Enforcement 8.2 (Summer 1999).
57. José Luis Ruiz, "No Compete a México Informar Lo Que Hace
EU," El Universal, 13 April 2002, 1.
58. Jeffrey Davidow, "EU No Busca Subordinación De Las Fuerzas
Armadas de México," El Universal, 15 April 2002, 5.
59. Aside from the support by the Fox Administration for security
cooperation, there is growing evidence that the Mexican people do not agree with the
international positions of the PRI and PRD. See Gretchen Peters, "In Mexico, War
Between Fox and Congress Escalates; President Fox Was Supposed to be in the US This Week,
But Congress Said No," Christian Science Monitor, 16 April 2002, 7. "So far,
most Mexicans have sided with Fox. A telephone poll by the daily newspaper, Reforma, found
that 67 percent of respondents believed the legislators acted wrongly; 71 percent saw
insufficient reason to block Fox's trip; and 35 percent gave Congress low marks in
general. More than half said legislators were putting party interests ahead of the
national good."
60. For an excellent overview on security cooperation on Brazil and
the Southern Cone, see David Pion-Berlin, "Will Soldiers Follow? Economic Integration
and Regional Security in the Southern Cone, Journal of Interamerican Studies and World
Affairs 42 (Spring 2000), 43-69. A key point made by Pion-Berlin is that Mercosur has had
a very positive effect on security cooperation between Brazil and the Southern Cone
countries. Pion-Berlin also perceptively notes that the militaries in these countries have
become attuned to the economic reality that it is in their own best interest to cooperate
with other militaries in the region - one could call this the nexus of economic and
security interdependence."
61. Jean Krasno, "Brazil," in The Pivotal States, Robert
Chase, Emily Hill, and Paul Kennedy, eds., New York, N.Y.: W.W. Norton & Co., 1999,
165-168.
62. World Bank, World Development Report: 200-2001, New York, N.Y.:
Oxford University Press, 2001, 274-5.
63. Regional Surveys of the World, South America, Central America, and
the Caribbean 2000, London, U.K.: Europa Publications, 2000, 149.
64. International Institute for Strategic Studies, The Military
Balance: 2001-2002, London, U.K.: Oxford University Press, 2001, 223-4.
65. Max Manwaring, "Brazilian Security in the New World Disorder:
Implications for Civil-Military Relations," in Richard Millett and Michael Gold-Biss,
eds., Beyond Praetorianism: The Latin American Military in Transition, Miami, FL:
North-South Center Press, 1996, 223-240.
66. Gabriel Marcella and Richard Downes, eds., Security Cooperation in
the Western Hemisphere: Resolving the Ecuador Peru Conflict, Coral Gables, FL: North-South
Center Press, 1999. It should be noted that the senior ranking officer during the entire
peacekeeping mission was a Brazilian general.
67. Peter H. Smith, Talons of the Eagle: Dynamics of U.S.-Latin
American Relations, New York, N.Y.: Oxford University Press, 2000, 335-6.
68. Joseph S. Tulchin and Ralph H. Espach, "Latin America in the
International System: A Call for Strategic Thinking," in Latin America in the
International System, Joseph S. Tulchin and Ralph H. Espach, eds., Boulder, CO: Lynne
Rienner Publishers, 2001, 16-31.
69. Fernando Henrique Cardoso and Enzo Faletto, Dependency and
Development in Latin America, Berkley, CA: University of California Press, 1979.
70. Fernando Henrique Cardoso: Reinventing Democracy in Brazil,
Boulder, CO: Lynne Rienner, 1999.
71. Alan Gilbert, The Latin American City, London, U.K.: Russell
Press, 1998, 14-17, 42. According to the World Bank (1990), 56% of urban Brazilians were
either poor or extremely poor and 87% of the rural population was either poor or extremely
poor. No other Latin American country had more poverty than Brazil.
72. Joseph R. Núñez, Fighting the Hobbesian Trinity in Colombia: A
New Strategy for Peace, Carlisle, PA: U.S. Army War College, Strategic Studies Institute,
2001, 27-28, 32-33.
73. Author interviews with senior Brazilian officials, military and
civilian, in the Ministry of Defense, Brasilia, Brazil, 4-8 June 2001. Author discussions
with senior Brazilian military officers in the United States between 1 March and 12 April
2002.
74. Núñez, Fighting the Hobbesian Trinity, 13-16.
75. For an excellent discussion of Brazil's challenge in asserting
leadership, see Thomaz Guedes da Costa, "Brazilian Leadership in South America:
Possibilities and Limits at a Crossroads in US-Brazil Relations," a chapter in a book
on hemispheric security cooperation soon to be published by National Defense University
Press in 2002.
76. Larry Rohter, "In Argentine Crisis, Military Stays in
Step," New York Times, 24 February 2002,16.
77. Ibid.
78. James Bain, Marcela Donadio, Ian Kemp, Hal Klepak, and Luis
Tibiletti, "Commitment To New Order," Jane's Defence Weekly, 29 September 1999,
1.
79. For more on confidence building measures, see Francisco Rojas
Aravena, "Confidence Building Measures and Strategic Balance: A Step Toward Expansion
and Stability," in Strategic Balance and Confidence Building Measures in the
Americas, Joseph S. Tulchin and Francisco Rojas Aravena, with Ralph H. Espach, eds.,
Washington, DC: Woodrow Wilson Center Press, 1998.
80. Jorge Dominguez, Minister of Defence of the Argentine Republic,
"Argentina, NATO's South Atlantic Partner, NATO Review" 47 (Spring 1999), 7-10.
81. Department of Peacekeeping Operations, "Monthly Summary of
Contributors," United Nations, 31 March 2002..
82. H. Peter Langille, "SHIRBRIG: A Promising Step
Towards a United Nations That Can Prevent Deadly Conflict," Global Policy Forum,
Spring 2000. See also Backgrounder, "The Origins and Status
of SHIRBRIG," Department of National Defence (Canada), 20 September 2000,
and News Release, "Canadian Forces Deploy
Peacekeepers to the UN Mission in Ethiopia and Eritrea, Department of National
Defence" (Canada), 21 November 2000.
83. This information was derived from the official CAECOPAZ Internet site.
84. For an excellent analysis of this military transformation, see
Herbert C. Huser, "Democratic Argentina's 'Global Reach:' The Argentine Military in
Peacekeeping Operations," Naval War College Review 51 (Summer 1998), 55-69.
85. Ricardo Lagos, President of Chile, "U.S.-Chile Free Trade
Agreement and the FTAA," speech before the U.S. Chamber of Commerce, Federal News
Service, 16 April 2001.
86. International Institute for Strategic Studies, The Military
Balance, 2001-2002, London, UK: Oxford University Press, 2001, 226-7.
87. Guillermo Pattillo, "El Presupuesto de Defensa en Chile:
Procesos Decisionales y Propuesta de Indicadores de Evoloción," Security and Defense
Studies Review: The Interdisciplinary Journal of the Center for Hemispheric Defense
Studies 1 (Winter 2001). See also CESIM, "Ley Reservada del
Cobre: Fuente y Mechanismo de Recursos para la Defensa de Chile".
88. Anonymous, "Chile Signs for F-16s, Postpones Frigates; US Now
Focuses on Brazilian F-X," Defense & Foreign Affairs Strategic Policy 30
(February 2002), 3.
89. It is important to note that the memories of the Pinochet military
dictatorship have not completely faded away. Even so, the military appears to be adjusting
well to greater civilian control.
90. This information was derived from the Chilean Army Internet site.
91. Department of Peacekeeping Operations, "Monthly Summary of Contributors,"
United Nations, 31 March 2002.
92. General Assembly of the Organization of American States,
Inter-American Democratic Charter, Lima, Peru: Organization of American States, 11
September 2001.
93. Robert D. Burhans, The First Special Service Force: A War History
of the North American, 1942-1944, Washington, DC: Infantry Journal Press, 1947, 10. See
also Joseph A. Springer, The Black Devil Brigade: The True Story of the First Special
Service Force, Pacifica, CA: Pacifica Military History, 2002.
94. Ibid., 42.
95. Ibid., 14.
96. Ibid., 47.
97. Ibid.,299-300.
98. The standard for rapid deployment is that a battalion task force
(up to 1200 personnel) must be able to deploy within 24 hours of notification. The entire
FSSF must be able to be deployed within 72 hours of notification.
99. The reassurance of allies is a new theme in Washington that
replaces the vague notion of "engagement." For more on it, see Donald H.
Rumsfeld, Quadrennial Defense Review Report, Washington, DC: U.S. Government Printing
Office, 30 September 2001, 11-16.